Privacy Policy

1. Information We Collect

Information you give us. When you submit a form on the Site, we collect the information you choose to provide, such as your first and last name, email address, the topic of your inquiry, and any message you include.

Information collected automatically. When you visit the Site, our website hosting and security providers may automatically receive standard technical information, such as your IP address, browser type, device type, referring page, and pages viewed. If we use analytics, advertising pixels, remarketing tools, cookies, or similar technologies in the future, this Privacy Policy will be updated to describe those tools and any choices available to you.

We do not ask for, and we ask that you do not submit through any Site form, account numbers, Social Security numbers, tax documents, brokerage or advisory statements, financial account credentials, health information, or other sensitive personal or financial information.

2. How We Use Information

We use the information you provide to:

• Respond to your inquiry and any follow-up communications you request;
• Deliver any resource you requested (for example, results from the Retirement Asset Unwind Scorecard);
• Send educational emails only if you have separately opted in to receive them;
• Operate, maintain, and improve the Site; and
• Satisfy applicable laws and the recordkeeping requirements that apply to communications by LPL Financial registered representatives.

3. How We Share Information

We do not sell personal information for monetary compensation. We do not knowingly share personal information for cross-context behavioral advertising. We may share information as follows:

• With LPL Financial. As registered representatives of LPL Financial, we are required to provide certain communications and records to LPL for supervisory, compliance, and recordkeeping purposes.
• With service providers that process information on our behalf to operate the Site, deliver email, support scheduling, maintain records, or support compliance and business operations.
• For legal reasons. We may disclose information if required by law, regulation, subpoena, or to protect the rights, property, or safety of any person.

4. Marketing Emails

If you opt in to receive educational emails from us, you can unsubscribe at any time using the link in any email or by contacting us at kevin@wallstreetwm.com. Submitting a contact form does not, by itself, subscribe you to marketing emails.

5. Data Security

We use commercially reasonable administrative, technical, and physical safeguards designed to protect the information collected through the Site. No method of transmission over the internet or electronic storage is 100% secure, and we cannot guarantee absolute security.

6. Retention

We retain information submitted through the Site for as long as needed to fulfill the purpose for which it was collected and to satisfy applicable recordkeeping obligations that apply to LPL-supervised communications.

7. Your Privacy Choices

Depending on your location and applicable law, you may have rights to request access to, correction of, deletion of, or information about certain personal information we maintain. To submit a privacy-related request, contact us using the information in Section 10. We may need to verify your identity before responding, and we will respond to verified requests to the extent required by applicable law.

You may also unsubscribe from any educational emails at any time using the link in the email.

8. Children

The Site is intended for adults. We do not knowingly collect personal information from children under 13. If you believe a child has provided us information, please contact us and we will delete it.

9. Third-Party Links and Changes to This Policy

The Site may link to third-party websites that we do not operate. We are not responsible for the content or privacy practices of those sites.

We may update this Privacy Policy from time to time. Updates will be posted on this page with a revised Effective Date.

10. Contact Us